UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
At the 2020 Annual Meeting of Stockholders held on December 3, 2020, the stockholders of the Company elected each of the Company’s directors that had been nominated to serve until the next annual meeting or until their successors are elected and have been qualified. The stockholders also ratified the selection of Cherry Bekaert LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020.
The final results of the voting on each matter of business at the 2020 Annual Meeting are as follows:
Election of Directors
| Name |
Votes For | Votes Withheld | Broker Non-Votes | |||
| Gilbert F. Amelio, Ph.D. |
24,557,619 | 787,632 | 19,207,853 | |||
| James C. Czirr |
24,919,870 | 425,381 | 19,207,853 | |||
| Kary Eldred |
25,143,631 | 201,620 | 19,207,853 | |||
| Kevin D. Freeman |
25,071,285 | 273,966 | 19,207,853 | |||
| Joel Lewis |
25,137,720 | 207,531 | 19,207,853 | |||
| Gilbert S. Omenn, M.D., Ph.D. |
24,831,878 | 513,373 | 19,207,853 | |||
| Marc Rubin, M.D. |
23,556,066 | 1,789,185 | 19,207,853 | |||
| Elissa J. Schwartz, Ph.D. |
25,152,647 | 192,604 | 19,207,853 | |||
| Harold H. Shlevin, Ph.D. |
25,107,044 | 238,207 | 19,207,853 | |||
| Richard E. Uihlein, Chairman |
25,106,625 | 238,626 | 19,207,853 | |||
| Richard A. Zordani |
25,141,937 | 203,314 | 19,207,853 |
Ratification of the selection of Cherry Bekaert LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020
| Votes For |
Votes Against |
Votes Abstain | ||
| 44,001,967 |
186,747 | 364,390 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, Galectin Therapeutics Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Galectin Therapeutics Inc. | ||||||
| Date: December 7, 2020 | By: | /s/ Jack W. Callicutt | ||||
| Jack W. Callicutt | ||||||
| Chief Financial Officer | ||||||
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